Compliance & Legal Sections Annual Meeting 2019

We will add presentations here as we receive them.

Compliance & Legal Speaker Bios (pdf)

Sunday, July 14

No presentations available for distribution

Monday, July 15

General Session: NAIC Regulatory Update
No presentation available

General Session: Mid-Year Check-In: Best Interest Standard of Care Issues
Toretto, Froment and Jorden presentation (pdf)

Lunch Session: Guest Lunch Speaker Debra Jasper
You Have Eight Seconds, Go!  Competing in a Connected World
Presentation not available for distribution

Handout A (pdf)
Handout B (pdf)
Handout C (pdf)
Handout D (pdf)

General Session: Cost of Insurance
No presentation available
Handout (pdf)

Legal Concurrent - Insurance Business Transfer and Corporate Division Transactions and Legislation
Mehlman, Bowman, Cramer and Lion presentation (pdf)
Handout A (pdf)
Handout B (pdf)
Handout C (pdf)

Compliance Concurrent - Practical Implications of New York Regulation 187
Strauch, Hoffman, Sarkis and St. Martin presentation (pdf)

Tuesday, July 16

General Session: Cybersecurity
Jenkins, Lashway and Luehr presentation (pdf)
Handout (pdf)

General Session: The Future of Consumer Privacy in the Tech Revolution: Is it Time for Federal Preemption?
Breese-Jaeck, Jones, McRaith and Reid presentation (pdf)

Legal Concurrent - Life Industry Arbitrations - The Future of the In-House Lawyer
Mack and Zurek presentation (pdf)

Compliance Concurrent - Keeping Up: How to Manage Top Threats in Fraud and AML
Davies and Fischer presentation (pdf)

Legal Concurrent - Litigation Update
Solares, Krypel and Street presentation (pdf)
Handout (pdf)

Compliance Concurrent - Trends in Market Conduct Exams
No presentation available

General Session: Eight Years Later: What Have We Learned and How Have We Improved? A Discussion of Current Unclaimed Property Practices
No presentation available

Legal Concurrent - Ethics
Reeder, Burton, Hammer and Nickel presentation (pdf)

Compliance Concurrent - Hot Topics in the Employee Benefits Space
No presentation available

Wednesday, July 17

General Session: Hot Topics in the Annuity Space
Berueffy, Kreighbaum, McKeever and Roth presentation (pdf)

General Session: Regulatory Compliance in an Evolving Environment - How Regulators are Tackling Complex Social Issues Through Underwriting Rules
No presentation available